-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PivHfIZLNBhrnG9tJEZG/tvsYmp1Aw/TlidivW5LWjiuy96+TnDhJ8rSizm1wHTz V3ZojTACBPjmEkDOxiU+2Q== 0000950134-04-001884.txt : 20040217 0000950134-04-001884.hdr.sgml : 20040216 20040217060141 ACCESSION NUMBER: 0000950134-04-001884 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 GROUP MEMBERS: INVESTAR BURGEON VENTURE CAPITAL INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPLINK COMMUNICATIONS INC CENTRAL INDEX KEY: 0001022225 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770411346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60061 FILM NUMBER: 04602100 BUSINESS ADDRESS: STREET 1: 3469 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084330606 MAIL ADDRESS: STREET 1: 3475 NORTH FIRST ST. CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANG KUO WEI HERBERT CENTRAL INDEX KEY: 0001192171 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O MARVELL SEMI CONDUCTOR INC STREET 2: 700 FIRST AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G/A 1 f96555a2sc13gza.htm AMENDMENT 13G/A sc13gza
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Oplink Communications, Inc.


(Name of Issuer)

Common Stock, par value $0.001


(Title of Class of Securities)

68375Q106


(Cusip Number)

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

Page 1 of 7 pages


 

             
13G
CUSIP No. 68375Q106

  1. Name of Reporting Person:
Herbert Chang
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Taiwan

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
636,082

6. Shared Voting Power:
19,610,778

7. Sole Dispositive Power:
636,082

8.Shared Dispositive Power:
19,610,778

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
20,246,860

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
13.9%

  12.Type of Reporting Person:
IN

Page 2 of 7 pages


 

             
13G
CUSIP No. 68375Q106

  1. Name of Reporting Person:
InveStar Burgeon Venture Capital, Inc.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Cayman Islands

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
13,534,225

6. Shared Voting Power:
0

7. Sole Dispositive Power:
13,534,225

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
13,534,225

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
9.3%

  12.Type of Reporting Person:
CO

Page 3 of 7 pages


 

             
Item 1.            
    (a)   Name of Issuer
        Oplink Communications, Inc.
 
    (b)   Address of Issuer’s Principal Executive Offices
        3469 North First Street
        San Jose, CA 95134
 
Item 2.            
    (a)   Name of Person Filing
        Herbert Chang
InveStar Burgeon Venture Capital, Inc.
 
    (b)   Address of Principal Business Office or, if none, Residence
        Room 1201, 12F, 333 Keelung Rd
Taipei, Taiwan
 
    (c)   Citizenship
        Herbert Chang   Taiwan
        InveStar Burgeon Venture Capital, Inc.   Cayman Islands
 
    (d)   Title of Class of Securities
        Common Stock
 
    (e)   CUSIP Number
        68375Q106
 
Item 3.   If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
    Not Applicable.
 
Item 4.   Ownership
    (a)   Amount Beneficially Owned:
        Herbert Chang   20,246,860(1)
        InveStar Burgeon Venture Capital, Inc.   13,534,225
 
    (b)   Percent of Class:
        Herbert Chang   13.9%
        InveStar Burgeon Venture Capital, Inc.   9.3%


1 Includes (i) 636,082 shares issuable upon the exercise of options that are exercisable within 60 days of December 31, 2003; (ii) 13,534,225 shares held by InveStar Burgeon Venture Capital, Inc.; (iii) 2,957,665 shares held by InveStar Excelsus Venture Capital (Int’l), Inc. LDC; (iv) 1,884,013 shares held by Forefront Venture Partners, L.P.; (v) 1,234,875 shares held by InveStar Dayspring Venture Capital, Inc.

Page 4 of 7 pages


 

                 
    (c)   Number of shares as to which the person has:
        (i)   Sole power to vote or to direct the vote:
 
        Herbert Chang   636,082
 
        (ii)   Shared power to vote or to direct the vote:
 
        Herbert Chang   20,246,860 (2)
        InveStar Burgeon Venture Capital, Inc.   13,534,225
 
        (iii)   Sole power to dispose or to direct the disposition of:
 
        Herbert Chang   636,082
 
        (iv)   Shared power to dispose or to direct the disposition of:
 
        Herbert Chang   20,246,860 (2)
        InveStar Burgeon Venture Capital, Inc.   13,534,225
 
Item 5.   Ownership of Five Percent or Less of a Class
 
Not applicable        
 
Item 6.   Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable        
 
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
Not applicable        
 
Item 8.   Identification and Classification of Members of the Group
 
Not applicable        
 
Item 9.   Notice of Dissolution of a Group
 
Not applicable        
 
Item 10.   Certification
 
Not applicable        


2 Includes (i) 636,082 shares issuable upon the exercise of options that exercisable within 60 days of December 31, 2003, (ii) 13,534,225 shares held by InveStar Burgeon Venture Capital, Inc.; (iii) 2,957,665 shares held by InveStar Excelsus Venture Capital (Int’l), Inc. LDC; (iv) 1,884,013 shares held by Forefront Venture Partners, L.P.; (v) 1,234,875 shares held by InveStar Dayspring Venture Capital, Inc.

Page 5 of 7 pages


 

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
    February 13, 2004
   
    Date
     
    /s/ Herbert Chang
   
    Signature
     
    Herbert Chang / President
   
    Name/Title
     
Attention:   Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

Page 6 of 7 pages


 

Exhibit A

JOINT FILING STATEMENT

     Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us.

         
Date: February 13, 2004        
         
    Herbert Chang
         
    By:   /s/ Herbert Chang
       
    Name:   Herbert Chang
         
 
    InveStar Burgeon Venture Capital, Inc.
         
    By:   /s/ Herbert Chang
       
    Name:   Herbert Chang
    Title:   President

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